Altium Capital Management LLC - Stock Holdings in 13F Filings (SEC)

Updated on March 15, 2026.

Based on 13F Filings filed with the SEC on February 6, 2026, for the 2025 Q4 period, Altium Capital Management LLC held in its portfolio 18 assets valued at $25,295,447 (i.e. $25.30M).

The most valuable assets in the portfolio included: ASA GOLD AND PRECIOUS MTLS L ($3.12M), ROYCE SMALL CAP TRUST INC ($3.10M), and PIMCO DYNAMIC INCOME STRATEG ($2.84M).

The chart below shows the top 10 valuable assets, and the table below shows the top 18 valuable assets.

You can see similar for other investment managers.

Related Topics: SEC Topic List.

Data Source: SEC.

Top Valuable Stocks in Altium Capital Management LLC Portfolio

ASA GOLD AND PRECIOUS MTLS L

ROYCE SMALL CAP TRUST INC

PIMCO DYNAMIC INCOME STRATEG

NEUBERGER NEXT GENERATION

PIMCO CALIF MUN INCOME FD

BNY MELLON STRATEGIC MUNS IN

TRI CONTL CORP

GENERAL AMERN INVS CO INC

ALLIANCEBERNSTEIN NATL MUN I

CALAMOS GBL DYN INCOME FUND

Altium Capital Management LLC - Stock Holdings in 13F Filings (SEC)

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Name of Issuer	No. of Shares	Value ($)	Class
ASA GOLD AND PRECIOUS MTLS L	52219	3115908	SHS
ROYCE SMALL CAP TRUST INC	192509	3099395	COM
PIMCO DYNAMIC INCOME STRATEG	151007	2835911	COM SHS BEN INT
NEUBERGER NEXT GENERATION	169873	2452966	COMMON STOCK
PIMCO CALIF MUN INCOME FD	259092	2261873	COM
BNY MELLON STRATEGIC MUNS IN	262052	1666651	COM
TRI CONTL CORP	40451	1321130	COM
GENERAL AMERN INVS CO INC	20845	1224227	COM
ALLIANCEBERNSTEIN NATL MUN I	96849	1047906	COM
CALAMOS GBL DYN INCOME FUND	131803	976660	COM
MEXICO FD INC	48287	972500	COM
NUVEEN DOW 30 DYNMC OVERWRT	60998	930829	SHS
ROYCE MICRO-CAP TR INC	87078	908224	COM
HIGHLAND OPPS & INCOME FD	143059	855493	HIGHLAND INCOME
MORGAN STANLEY INDIA INVT FD	29210	729666	COM
JAPAN SMALLER CAPITALIZATION	39775	440707	COM
ENDRA LIFE SCIENCES INC	51900	235107	COM
DESTRA MULTI-ALTERNATIVE FD	24559	220294	COMMON SHARES